EXPUNGEMENT
If you have been sentenced to felony probation or probation. I
want to inform you of a statute that allows persons who have successfully
completed probation to obtain a dismissal of the case and relief
from certain "penalties and disabilities." This is Penal
Code section 1203.4. A copy of the statute is attached.
The basic rule of the statute is that unless an activity is expressly
excepted from section 1203.4 relief, that activity is permissible
following the grant of relief. Put another way, unless the legislature
has specifically spoken to bar relief in an area (for example,
gun possession is still barred after 1203.4 relief), a defendant
is relieved of the penalties and disabilities following the judicial
order.
The great benefit of this relief is that it affords the ""[r]emoval
of the blemish of a criminal record."" (People v. Johnson
(1955) 134 Cal. App. 2d 140, 143.) While it is not total relief,
it is significant as I discuss next.
A. Relief is Mandatory once you have completed probation and fulfilled
its conditions. This means the judge does not have discretion
to deny relief. Once probation has been successfully completed,
it must be granted. (See People v. Johnson, supra at 144 [the
word "shall," as used in this section, was intended
by Legislature to be mandatory, and if, on evidence and record,
the court finds the defendant has fulfilled probation conditions
for the entire period thereof or has been discharged from probation
prior to termination, he is entitled as a matter of right to benefits
prescribed in this section]; People v. Municipal Court (1956)
145 Cal App. 2d 767, 775 ) [word "shall," in first sentence
of section, is mandatory, and it would be inconsistent to hold
that the word is merely directory.]) The court may not deny this
relief on the ground that the probationer failed to pay reimbursement
of the costs of probation or court-appointed attorney fees because
those cannot be conditions of probation. (People v. Bradus (2007)
149 Cal. App. 4th 636.)
B. Benefits of Relief.
1. Employment. Relief would enable one to ""truthfully
represent to friends, acquaintances and private sector employers
that he has no conviction."" (People v. Acuna (2000)
77 Cal. App.4th 1056, 1060.) For example, People v. Smith (1989)
215 Cal. App.3d 230, the defendant had been convicted of felony
grand theft. The charge was later reduced to a misdemeanor and
dismissed pursuant to section 1203.4. Some time later, Smith was
charged with failure to inform potential investors of his prior
felony conviction. At trial, the judge dismissed the related counts,
and this was affirmed on appeal. ""The purpose of Penal
Code section 1203.4 'is to relieve from further punishment, and
to restore rights to, one whose probation has resulted in his
reformation.' [Citation] Smith's record of conviction has been
'wiped clean, subject only to reinstatement when, and only when,
[he] commits another and subsequent crime' or other exceptional
circumstances. [Citation] Smith cannot be prosecuted for failing
to voluntarily disclose this misdemeanor conviction.""
(Id. at 238-39.)
Private employers may not even require an answer to the question
of whether you were ever convicted and obtained 1203.4 relief.
(See Cal Lab Code §§ 432.7a): ""No employer,
whether a public agency or private individual or corporation,
shall ask an applicant for employment to disclose, through any
written form or verbally, information concerning an arrest or
detention that did not result in conviction...."")
That being said, the internet is full of information. If your
arrest made the news, you can be assured that an employer will
find it. Further, anyone can check the court records online. 1203.4
does not erase any court records. Your record would simply show
that at its conclusion you obtained this relief. So you should
be aware that many companies will check online to see if you show
up.
2. Witness. If you were to become a witness in a civil or criminal
case, the Legislature has precluded your impeachment as a witness
with a felony conviction dismissed under section 1203.4. This
immunity does not apply to a defendant witness. (See Evid. Code
§§ 788(c).)
3. Further Relief Enabler. If convicted of a felony or misdemeanor
sex offense, section 1203.4 relief would enable you to file a
petition for a certificate of rehabilitation at the earliest possible
time. (Penal Code §§ 4852.01, subd. (c) [""Any
person convicted of a felony or any person who is convicted of
a misdemeanor violation of any sex offense specified in Section
290, the accusatory pleading of which has been dismissed pursuant
to Section 1203.4, may file a petition for certificate of rehabilitation
and pardon pursuant to the provisions of this chapter if the petitioner
has not been incarcerated in any prison, jail, detention facility,
or other penal institution or agency since the dismissal of the
accusatory pleading and is not on probation for the commission
of any other felony, and the petitioner presents satisfactory
evidence of five years residence in this state prior to the filing
of the petition""].)
B. What 1203.4 Won't do.
1. No guns. In the areas of weapon possession, the Legislature
has specifically stated that relief under section 1203.4 does
not permit relief from these disabilities. ""Dismissal
of an accusation or information pursuant to this section does
not permit a person to own, possess, or have in his or her custody
or control any firearm or prevent his or her conviction under
section 12021 [possession of a firearm by a felon.]""
2. Sex and Vehicle Code Offenses Excluded. There is no relief
for ""any misdemeanor that is within the provisions
of subdivision (b) of Section 42001 of the Vehicle Code [involving
pedestrians who receive infraction offenses], to any violation
of subdivision (c) of Section 286, Section 288, subdivision (c)
of Section 288a, Section 288.5, or subdivision (j) of Section
289, any felony conviction pursuant to subdivision (d) of Section
261.5, or to any infraction.""
3. Driving Privileges. 1203.4 relief ""does not affect
any revocation or suspension of the privilege of the person convicted
to drive a motor vehicle under this chapter. Such person's prior
conviction shall be considered a conviction for the purpose of
revoking or suspending or otherwise limiting such privilege on
the ground of two or more convictions."" (Veh Code §§
13555.)
4. Must Disclose for Public Office, State, Local Agencies. The
order does not relieve you of disclosing the ""conviction
in response to any direct question contained in any questionnaire
or application for public office, for licensure by any state or
local agency, or for contracting with the California State Lottery.""
5. Other Offenses Not Covered. No relief is afforded for ""any
misdemeanor that is within the provisions of subdivision (b) of
Section 42001 of the Vehicle Code ... or to any infraction.""
6. Another Prosecution. ""[I]n any subsequent prosecution
of the defendant for any other offense, the prior conviction may
be pleaded and proved and shall have the same effect as if probation
had not been granted or the accusation or information dismissed.""
7. Federal Courts May Not Abide by the Relief. While it appears
that the federal government will honor the decision of the state
court to relieve its citizen of the felony convictions under most
circumstances, any of the limitations which apply within the state
will apply in the federal action as well. (U.S. v. Potts (9th
Cir. 1975) 528 F.2d 883, 884.) In certain deportation hearings,
the federal government is not bound by the granting of relief
due to Congress' power over aliens. (Kelly v. INS (1965) 349 F.2d
473.) It would also not erase a prior conviction for purposes
of the U.S. Sentencing Guidelines Manual §§ 4A1.2(j).
(U.S. v. Hayden (9th Circuit 2001) 255 F.3d 768.)
As you will note, there are many benefits as well as limitations
on this relief. If you are in doubt about an issue of consequence
pertaining to this relief, please call me.
CALIFORNIA PENAL CODE SECTION 1203.4
1203.4. (a) In any case in which a defendant has fulfilled the
conditions of probation for the entire period of probation, or
has been discharged prior to the termination of the period of
probation, or in any other case in which a court, in its discretion
and the interests of justice, determines that a defendant should
be granted the relief available under this section, the defendant
shall, at any time after the termination of the period of probation,
if he or she is not then serving a sentence for any offense, on
probation for any offense, or charged with the commission of any
offense, be permitted by the court to withdraw his or her plea
of guilty or plea of nolo contendere and enter a plea of not guilty;
or, if he or she has been convicted after a plea of not guilty,
the court shall set aside the verdict of guilty; and, in either
case, the court shall thereupon dismiss the accusations or information
against the defendant and except as noted below, he or she shall
thereafter be released from all penalties and disabilities resulting
from the offense of which he or she has been convicted, except
as provided in Section 13555 of the Vehicle Code. The probationer
shall be informed, in his or her probation papers, of this right
and privilege and his or her right, if any, to petition for a
certificate of rehabilitation and pardon. The probationer may
make the application and change of plea in person or by attorney,
or by the probation officer authorized in writing. However, in
any subsequent prosecution of the defendant for any other offense,
the prior conviction may be pleaded and proved and shall have
the same effect as if probation had not been granted or the accusation
or information dismissed. The order shall state, and the probationer
shall be informed, that the order does not relieve him or her
of the obligation to disclose the conviction in response to any
direct question contained in any questionnaire or application
for public office, for licensure by any state or local agency,
or for contracting with the California State Lottery. Dismissal
of an accusation or information pursuant to this section does
not permit a person to own, possess, or have in his or her custody
or control any firearm or prevent his or her conviction under
Section 12021. This subdivision shall apply to all applications
for relief under this section which are filed on or after November
23, 1970. (b) Subdivision (a) of this section does not apply to
any misdemeanor that is within the provisions of subdivision (b)
of Section 42001 of the Vehicle Code, to any violation of subdivision
(c) of Section 286, Section 288, subdivision (c) of Section 288a,
Section 288.5, or subdivision (j) of Section 289, any felony conviction
pursuant to subdivision (d) of Section 261.5, or to any infraction.
(c) A person who petitions for a change of plea or setting aside
of a verdict under this section may be required to reimburse the
court for the actual cost of services rendered, whether or not
the petition is granted and the records are sealed or expunged,
at a rate to be determined by the court not to exceed one hundred
twenty dollars ($120), and to reimburse the county for the actual
cost of services rendered, whether or not the petition is granted
and the records are sealed or expunged, at a rate to be determined
by the county board of supervisors not to exceed one hundred twenty
dollars ($120), and to reimburse any city for the actual cost
of services rendered, whether or not the petition is granted and
the records are sealed or expunged, at a rate to be determined
by the city council not to exceed one hundred twenty dollars ($120).
Ability to make this reimbursement shall be determined by the
court using the standards set forth in paragraph (2) of subdivision
(g) of Section 987.8 and shall not be a prerequisite to a person's
eligibility under this section. The court may order reimbursement
in any case in which the petitioner appears to have the ability
to pay, without undue hardship, all or any portion of the cost
for services established pursuant to this subdivision. (d) No
relief shall be granted under this section unless the prosecuting
attorney has been given 15 days' notice of the petition for relief.
The probation officer shall notify the prosecuting attorney when
a petition is filed, pursuant to this section. It shall be presumed
that the prosecuting attorney has received notice if proof of
service is filed with the court. (e) If, after receiving notice
pursuant to subdivision (d), the prosecuting attorney fails to
appear and object to a petition for dismissal, the prosecuting
attorney may not move to set aside or otherwise appeal the grant
of that petition. (f) Notwithstanding the above provisions or
any other provision of law, the Governor shall have the right
to pardon a person convicted of a violation of subdivision (c)
of Section 286, Section 288, subdivision (c) of Section 288a,
Section 288.5, or subdivision (j) of Section 289, if there are
extraordinary circumstances.
Contact Southern California criminal defense
attorney Antonio J. Bestard today
24-Hour / 1-909-623-2629
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Certified Specialist - Criminal Law
The State Bar of California Board of Legal Specialization
Antonio J. Bestard Attorney at Law
24-Hour / 1-909-623-2629